Learn the key differences between risk transfer agreements and client money rules for UK insurance intermediaries.

Comprehensive guide to financial sanctions compliance for high-value dealers and art market participants.

how to interpret the rules around risk transfer and non-risk transfer agreements, why they are important and how they underpin the Terms of

In the world of reinsurance adherence to Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations is crucial.

The FCA, the PRA and Lloyd's have common objectives in ensuring that the Lloyd's market is appropriately regulated. To minimise duplication,

The PRA has recently proposed changes to its approach for authorising and supervising third-country insuracen branches operating in the UK,

The Wider Implications Framework Report outlines regulatory focus incl: Consumer Duty, operational resilience, financial crime prevention.

Crypto firms face evolving regulations and severe penalties for non-compliance. Here we explore the UK's crypto regulations and FCA rules.

Are car makers secretly tracking driving behaviors and sharing data with insurers raises major privacy concerns!

Firms must assess closed product ranges by July 31, 2024 deadline to comply with FCA's Consumer Duty rules.

Dive into the intersection of SM&CR & Consumer Duty the implications & challenges awaiting firms in meeting the next stage of the Duty.

This letter is a response to follow-up questions from the Treasury Committee regarding the FCA's work on various topics, including: Asset...

Our latest article helps firms understand the FCA's new gateway for approving financial promotions for unauthorised persons.

Discover the importance of sanctions and PEP screening in your business. Don't overlook these critical checks!

Explore how Politically Exposed Person (PEP) screening varies by region . Learn how to adopt a tailored approach to PEP screening.

As a business operating in the financial services industry, it is crucial to stay informed about regulatory changes that affect your...

Understanding REP021e RMAR Return for General Insurance Pricing - Get insights into the reporting requirements for UK-based insurance firms.

Get a comprehensive overview of REP021e RMAR (RegData) return. Learn about reporting requirements, products included, and submission dates.

Following a thematic review of the general insurance industry, the FCA found concerning practices within the motor insurance sector,...

A number of new regulatory returns (RMARs) have been introduced by the FCA. This article explains the changes.